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Risk and Regulation

Anti-Money Laundering: Top Queries from MLROs

Date: 11th October 2023

Time: 10:00am - 12:00pm

CPD hours: 2.1 hours

Pricing

Non member: £99.00 + VAT

Presenter

Peter Herbert

About Peter

Objectives

Highlight common problems that firms face when complying with the AML regulations
Explain typical NCA reporting issues and how they should be approached
Explain key initial and ongoing client due diligence procedures step by step
Hot topics for 2023
What to expect on an ICAEW/ACCA regulatory visit and how to ensure you’re compliant

Key Topics

Client onboarding and due diligence – what professional bodies really expect to see on file
Performing and documenting risk assessments – key tips and traps
Recent legislative changes and why they matter
Money laundering ‘red flags’ and how to spot them
Reporting money laundering offences to the NCA – key do’s and don’ts

Who Should Attend

MLROs, their Deputies and any other individual with firm-wide AML responsibilities.

Book now

What's Included

Expert Knowledge from an Industry-Leading Speaker
Verifiable CPD hours
CPD Tracking and Certificate
Live Webinar (if a future date is listed) with Q&A
The Recording of the Event
Supporting Materials