Anti-Money Laundering: Top Queries from MLROs

Objectives

• Highlight common problems that firms face when complying with the AML regulations
• Explain typical NCA reporting issues and how they should be approached
• Explain key initial and ongoing client due diligence procedures step by step
• Hot topics for 2023
• What to expect on an ICAEW/ACCA regulatory visit and how to ensure you’re compliant

Key Topics

• Client onboarding and due diligence – what professional bodies really expect to see on file
• Performing and documenting risk assessments – key tips and traps
• Recent legislative changes and why they matter
• Money laundering ‘red flags’ and how to spot them
• Reporting money laundering offences to the NCA – key do’s and don’ts

Who Should Attend

MLROs, their Deputies and any other individual with firm-wide AML responsibilities.