FCA Businesses - Acting for

Objectives

A refresher and update on the key regulatory issues impacting accounts preparers and auditors of FCA-regulated entities

Key topics

• Background to the FCA regulatory landscape
• FCA sectors and business models
• Preparing financial returns and accounts for FCA firms
• Key issues for statutory and CASS audits

Who should attend

All staff dealing with FCA-regulated firms, particularly in audit or advisory roles.