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Pricing

Non member £250.00 + VAT

Presenter

Jez Williams

About Jez
Book now

What's Included

  • Expert Knowledge from an Industry-Leading Speaker
  • Verifiable CPD hours
  • CPD Tracking and Certificate
  • Live Webinar (if a future date is listed) with Q&A
  • The Recording of the Event
  • Supporting Materials

Objectives

Dealing with FCA clients can be challenging, given the specialist nature of their work and the presence of an assertive regulator. This webinar outlines the FCA regulatory landscape and provides an overview of current issues for advisers and auditors of FCA clients.

Key Topics

  • Scope of authorisation and the FS Register
  • FCA-regulated sectors
  • A summary of key reporting and financial resources rules for MiFID and other firms
  • A brief overview of statutory and CASS audit requirements, including new CASS 15

Who Should Attend 

Accountants and auditors dealing with FCA-regulated clients who would benefit from an introduction or refresher.