Non member £99.00 + VAT
Presenter
Jez Williams
What's Included
Dealing with FCA clients can be challenging, given the specialist nature of their work and the presence of an assertive regulator. This webinar outlines the FCA regulatory landscape and provides an overview of current issues for advisers and auditors of FCA clients.
• Introduction to the regulator
• Scope of authorisation and the FS Register
• FCA-regulated sectors
• A summary of key reporting and financial resources rules for MiFID and other firms
• A brief overview of statutory and CASS audit requirements
WHO SHOULD ATTEND
Accountants and auditors dealing with FCA-regulated clients who would benefit from an introduction or refresher.
