2020 Member: Included with 2020 Membership
Non member £199.00 + VAT
This course will refresh delegates on the key regulatory requirements a firm has to comply with, using the latest QAD report on its monitoring visits as a framework. The course will look at areas that need to be addressed and the common pitfalls that cause firms to be disciplined by their professional body, so that practitioners can ensure their procedures and processes are properly focussed.
This course will be relevant for senior individuals who are responsible for the firm’s compliance with the various (non-audit) regulations.
Note that Anti-Money Laundering points will be covered by the course “Anti-Money Laundering – Topical Points and QAD Feedback” and Probate will be covered by the course “Probate Update and Refresher”.