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Home / Webinar / Practical Compliance - Anti Money Laundering - Reporting & CDD Refresher

Pricing

Non member £49.00 + VAT

Presenter

Dave Norris

About Dave
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What's Included

  • Expert Knowledge from an Industry-Leading Speaker
  • Verifiable CPD hours
  • CPD Tracking and Certificate
  • Live Webinar (if a future date is listed) with Q&A
  • The Recording of the Event
  • Supporting Materials

OBJECTIVES

The aim of this session is to ensure that delegates remain familiar with the core requirements to perform CDD on clients, as well as each individual’s requirement to report suspicious activity.

KEY TOPICS

  • The duty to report
  • What should a report contain
  • The privilege exemption
  • Obtaining a DAML or consent
  • Tipping off
  • Reporting case studies
  • Understanding CDD
  • Client risk assessment
  • Verification
  • Enhanced Due Diligence (EDD)
  • Simplified Due Diligence (SDD)
  • High Risk Third Countries
  • Errors on the PSC Register
  • Risk Red Flags

WHO SHOULD ATTEND

This is relevant to all principals and staff.